Retail Broker Summit

Leaders in online brokerage and Exchange Traded Funds (ETFs) discuss how we could harness this abundant asset category and move it forward for mutual benefit with investors, covering ETF uses, safeguarding reputation and the choice overload problem.

Insights from the

Retail Broker Summit

The needs and trends of retail investors at large

At the Toronto 2015 Summit, Vice Chairman of TD Wealth, John See, moderated the 2015 panel discussion with key industry veterans that are close to the needs and trends of retail investors at large, including commentators from Barron's, The Globe and Mail, and Corporate Insight.

Insights from the

Retail Broker Summit

UX: Driving strong business results

Discover the insights generated when four industry UX leaders met on a panel to discuss the changing roles and relationships of User Experience (UX) and Client Experience (CX) and the related business imperatives for online brokers.

Insights from the

Retail Broker Summit

Market share plummets on fee structure change

The 2015 Toronto Summit opened with a keynote presentation by Investment Trends' Pawel Rokicki offering an insightful preview of their annual global online broker survey.

Meet the speakers
who contributed

Alpesh Sethia

TMX Group

Jeff Feldgoise

Allurion Technologies

Pawel Rokicki

nvestment Trends

Mathew Goulet

Fidelity SelectCo

Karrie Van Belle

BlackRock

Jay Proffitt

Charles Schwab

Theresa Carey

CareyOnInvesting

Theresa spent over 30 years reviewing software, websites, and apps that serve investors and traders. Her byline appeared in Barron’s for 23 years, where she established that publication’s annual Online Broker Reviews, ranked #1 in credibility by ConsumerSearch over a period of ten years. She was a senior editor at Investopedia from 2018-2020, and is now semi-retired, consulting to startup fintech firms and established brokers looking to pivot to new services.

Rob Carrick

The Globe and Mail

Rob has been writing about personal finance, business and economics for over 25 years. He joined The Globe and Mail in late 1996 as an investment reporter and has been a personal finance columnist since November 1998. Rob’s personal finance column appears twice a week in The Globe, and his Portfolio Strategy column for investors appears twice monthly on Saturday.

Michael Ellison

Corporate Insight

Michael Ellison is a leader in customer experience research for financial services as well as healthcare and higher education. Michael confounded Corporate Insight to address the competitive research needs necessary to help financial companies improve their marketing, customer service and product offerings.

John See

John See is a passionate and visionary global business leader with an outstanding record of value creation. An early participant in the commercial exploration of the internet, Mr. See built and oversaw the most successful online brokerage business in Canada which continues to as a market leader and remains the most profitable wealth franchise in the country.